-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uw2muv/iGI38KSTSKKiV1m26+Ib2OoLG7ewE9WRy0I7MdXT9e+B7SgLA5GwxdIwn ZvSrIYjEDH4OCqbznTKdnw== 0000950154-02-000026.txt : 20020414 0000950154-02-000026.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950154-02-000026 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020130 GROUP MEMBERS: DAVID W. WRIGHT GROUP MEMBERS: HENRY PARTNERS, L.P. GROUP MEMBERS: MATTHEW PARTNERS, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEY TECHNOLOGY INC CENTRAL INDEX KEY: 0000906193 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 930822509 STATE OF INCORPORATION: OR FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45128 FILM NUMBER: 02521879 BUSINESS ADDRESS: STREET 1: 150 AVERY ST CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 5095292161 MAIL ADDRESS: STREET 1: 150 AVERY STREET CITY: WALLA WALLA STATE: WA ZIP: 99362 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HENRY PARTNERS L P CENTRAL INDEX KEY: 0001038390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 255 SOUTH 17TH STREET STREET 2: SUITE 2501 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2159854484 MAIL ADDRESS: STREET 1: 255 SOUTH 17TH STREET STREET 2: SUITE 2501 CITY: PHILADELPHIA STATE: PA ZIP: 19103 SC 13G/A 1 keytech-13g_52925.txt AMENDMENT TO SC-13G Schedule 13G Page 1 of 8 CUSIP NO. 493143200 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Key Technology, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Series B Convertible Preferred Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 493143200 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ X ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13G Page 2 of 8 CUSIP NO. 493143200 - -------------------------------------------------------------------------------- 1. Name of Reporting Person I.R.S. Identification No. of above person (entities only). Henry Partners, L.P. 23-2888396 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------- (b) X ----------------- - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 31,000 Beneficially ---------------------------------------------------------- Owned by 6. Shared Voting Power Each 49,500 Reporting ---------------------------------------------------------- Person With 7. Sole Dispositive Power 31,000 ---------------------------------------------------------- 8. Shared Dispositive Power 49,500 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 49,500 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 3.69% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- Schedule 13G Page 3 of 8 CUSIP NO. 493143200 - -------------------------------------------------------------------------------- 1. Name of Reporting Person I.R.S. Identification No. of above person (entities only). Matthew Partners, L.P. 23-3063303 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------- (b) X ----------------- - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 8,500 Beneficially ---------------------------------------------------------- Owned by 6. Shared Voting Power Each 49,500 Reporting ---------------------------------------------------------- Person With 7. Sole Dispositive Power 8,500 ---------------------------------------------------------- 8. Shared Dispositive Power 49,500 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 49,500 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) N/A - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 3.69% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- Schedule 13G Page 4 of 8 CUSIP NO. 493143200 - -------------------------------------------------------------------------------- 1. Name of Reporting Person I.R.S. Identification No. of above person (entities only). David W. Wright - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ----------------- (b) X ----------------- - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 10,000 Beneficially ---------------------------------------------------------- Owned by 6. Shared Voting Power Each 49,500 Reporting ---------------------------------------------------------- Person With 7. Sole Dispositive Power 10,000 ---------------------------------------------------------- 8. Shared Dispositive Power 49,500 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 49,500 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] N/A - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 3.69% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Schedule 13G Page 5 of 8 CUSIP NO. 493143200 ITEM 1. (A) NAME OF ISSUER: Key Technology, Inc. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 150 Avery Street Walla Walla, Washington 99362 ITEM 2. (A) NAME OF PERSON FILING: (1) Henry Partners, L.P. (2) Matthew Partners, L.P. (3) David W. Wright (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE, IF NONE, RESIDENCE: (1) 255 South 17th Street, Suite 2501 Philadelphia, PA 19103 (2) 255 South 17th Street, Suite 2501 Philadelphia, PA 19103 (3) 255 South 17th Street, Suite 2501 Philadelphia, PA 19103 (C) CITIZENSHIP: (1) Delaware (2) Delaware (3) United States (D) TITLE OF CLASS OF SECURITIES: Series B Convertible Preferred (E) CUSIP NUMBER: 493143200 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO [SECTIONS] 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). Schedule 13G Page 6 of 8 CUSIP NO. 493143200 (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with [section] 240.13d-1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with [section] 240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with [section] 240.13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [ ] Group, in accordance with [section] 240.13d-1(b)(1) (ii)(J). Not applicable. ITEM 4. OWNERSHIP Henry Partners, L.P., Matthew Partners, L.P. and David W. Wright are record holders, in the aggregate, of 49,500 shares of Series B Convertible Preferred Stock, or approximately 3.69% of the total number of Series B Convertible Preferred Stock outstanding. David W. Wright is the investment manager of each of Henry Partners, L.P. and Matthew Partners, L.P. and is the President of the General Partner of Henry Partners, L.P. and Matthew Partners, L.P. Investment decisions made on behalf of Henry Partners, L.P. and Matthew Partners, L.P. are made primarily through their General Partner and David W. Wright. This Amendment No. 1 to Schedule 13G is filed on behalf of Henry Partners, L.P., Matthew Partners, L.P. and David W. Wright. (A) AMOUNT BENEFICIALLY OWNED: (1) 49,500 (2) 49,500 (3) 49,500 (B) PERCENT OF CLASS: (1) 3.69% (2) 3.69% (3) 3.69% (C) NUMBER OF SHARES AS TO WHICH THE PERSON HAS: i. SOLE POWER TO VOTE OR TO DIRECT THE VOTE: (1) 31,000 (2) 8,500 (3) 10,000 Schedule 13G Page 7 of 8 CUSIP NO. 493143200 ii. SHARED POWER TO VOTE OR TO DIRECT THE VOTE: (1) 49,500 (2) 49,500 (3) 49,500 iii. SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: (1) 31,000 (2) 8,500 (3) 10,000 iv. SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: (1) 49,500 (2) 49,500 (3) 49,500 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the report person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [X] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. Schedule 13G Page 8 of 8 CUSIP NO. 493143200 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. HENRY PARTNERS, L.P. by its General Partner, HENRY INVESTMENT TRUST, L.P., by its General Partner, CANINE PARTNERS, LLC Date: January 28, 2002 By: /s/ David W. Wright -------------------- ----------------------------------------- David W. Wright, President MATTHEW PARTNERS, L.P. by its General Partner, HENRY INVESTMENT TRUST, L.P., by its General Partner, CANINE PARTNERS, LLC Date: January 28, 2002 By: /s/ David W. Wright -------------------- ------------------------------------------- David W. Wright, President Date: January 28, 2002 /s/ David W. Wright -------------------- ------------------------------------------- David W. Wright -----END PRIVACY-ENHANCED MESSAGE-----